Zafis LawZafis Law

Call For a Free Consultation!

(858) 384-7380

Zafis LawZafis Law
  • About
  • For Advisers and CCOs
  • Resources
  • FINRA Attorney Blog
  • Contact
landing-starsCraig Zafis2015-09-24T01:41:59-07:00

Recent Posts

  • On The Record Testimony – Make It Work For You
  • FINRA and Brown v. Wells Fargo Bank
  • FINRA Response and U4/U5 Explanations – Get it Right the First Time and be Consistent
  • Clients and Your Arbitration Clause
  • FINRA Disciplinary Actions

Categories

  • Arbitration
  • Disciplinary Actions
  • FINRA Arbitration
  • U4/ U5 Explanations
  • Uncategorized

Archives

  • February 2016
  • May 2014
  • April 2014
  • January 2013
  • April 2012
© 2022 Zafis Law. All Rights Reserved.

 

    • About
    • For Advisers and CCOs
    • Resources
    • FINRA Attorney Blog
    • Contact